Risk management examinations are changing as examiners apply the OCC and Federal Reserve policies on supervision by risk. This volume focuses on the latest rules and reglations, as they apply in 2000-2001, with specific information on such topics as how to structure the compliance function.If the financial institution has a compliance manual, it should be used and up-to- date. ... References OCC Comptrollera#39;s Handbook Consumer Compliance Examination aquot;Compliance Management Systems, aquot; Office of the Comptroller of the anbsp;...
|Title||:||The Regulatory Risk Management Handbook|
|Publisher||:||M.E. Sharpe - 2001|