Securities Activities of Banks

Securities Activities of Banks

4.11 - 1251 ratings - Source

The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act and the qVolcker Ruleq restrictions on investment and trading activities. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies Clear explanations of how securities laws affect banks' securities activities A complete review of how banks are regulated - including foreign banks and affiliates Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more.... this provision of section 23B need not comply with the requirements of OCC Trust Banking Circular 19.169 [D] FDI Act ... adopted extensive guidance in a Trust Examination Manual.170 [E] Bank Holding Company Act The Federal Reserveanbsp;...

Title:Securities Activities of Banks
Author:Melanie L. Fein
Publisher:Aspen Publishers Online - 2011-12-20


You Must CONTINUE and create a free account to access unlimited downloads & streaming