Regulation of Securities: SEC Answer Book, Third Edition is your complete guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies. a question-and-answer format similar to that which the SEC has embraced, this valuable desk reference provides concise, understandable answers to the most frequently asked compliance questions, and ready access to key statutes, regulations, and court decisions. Designed for both beginners and seasoned professionals, the volume contains more than 1200 pages organized in 17 self-contained chapters. Each chapter covers the basics before moving into the nuanced details, meeting the needs of those who seek a general understanding of a topic as well as those grappling directly with critical issues. Twice-yearly supplements keep the book current in this rapidly evolving field. Whether you are a lawyer, accountant, corporate executive, director or investor, you'll be able to quickly find concise answers to essential questions about Exchange Act registration and reporting, executive compensation disclosure, derivatives disclosure, management's discussion and analysis, audit committee responsibilities, Sarbanes-Oxley, electronic filing, interactive financial data, tender offers, proxy solicitations, insider trading, going private transactions, shareholders' rights, SEC investigations, criminal enforcement, securities class actions, and much more!Twice-yearly supplements keep the book current in this rapidly evolving field.
|Title||:||Regulation of Securities|
|Author||:||Steven Mark Levy|
|Publisher||:||Aspen Publishers - 2003-11-01|