These standards, which were set forth in SR-NASD-99-48 were approved by the SEC in December 1999. ... The audit committee requirements are set forth in Rules 4200 and 4300 of the NASD Manual.36 Rule 4200(a)(15) definesanbsp;...
|Title||:||Corporate Sentencing Guidelines|
|Author||:||Jed S. Rakoff, Jonathan S. Sack, Linda R. Blumkin, Richard A. Sauber|
|Publisher||:||Law Journal Press -|