Corporate Sentencing Guidelines

Corporate Sentencing Guidelines

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These standards, which were set forth in SR-NASD-99-48 were approved by the SEC in December 1999. ... The audit committee requirements are set forth in Rules 4200 and 4300 of the NASD Manual.36 Rule 4200(a)(15) definesanbsp;...

Title:Corporate Sentencing Guidelines
Author:Jed S. Rakoff, Jonathan S. Sack, Linda R. Blumkin, Richard A. Sauber
Publisher:Law Journal Press -


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